Investors should beware of unauthorised firms
Investors should beware of unauthorised firms
- 1988
- Times 14/5/88 p31 .
Discusses the uncertainties surrounding the position of investment firms which have only interim authorisation under the Financial Services Act 1986 , and those which have been refused authorisation. The SIB is proposing that firms which have been rejected initially for authorisation and appeal will not have their uncertain status noted in the public register of investment firms.
Discusses the uncertainties surrounding the position of investment firms which have only interim authorisation under the Financial Services Act 1986 , and those which have been refused authorisation. The SIB is proposing that firms which have been rejected initially for authorisation and appeal will not have their uncertain status noted in the public register of investment firms.