Profits of doom (Record no. 74028)

MARC details
000 -LEADER
fixed length control field 01810cab a2200205 4500
001 - CONTROL NUMBER
control field X124737
008 - FIXED-LENGTH DATA ELEMENTS--GENERAL INFORMATION
fixed length control field 040107n2003 000 0 eng u
035 ## - SYSTEM CONTROL NUMBER
System control number (Sirsi) u124737
100 ## - MAIN ENTRY--PERSONAL NAME
Personal name Smulian, M.
245 ## - TITLE STATEMENT
Title Profits of doom
260 ## - PUBLICATION, DISTRIBUTION, ETC.
Date of publication, distribution, etc. 2003
490 ## - SERIES STATEMENT
Series statement Law Society's Gazette
Volume/sequential designation 100(45) 27 November 2003, 24-25(2)
520 ## - SUMMARY, ETC.
Summary, etc. Considers the impact made by the Financial Services and Markets Act 2000 which came into force two years ago. Argues that many of the fears of the legislation throwing law firms into chaos have not materialised but some problematic issues still remain. One of the City firm's main concerns had centred on the Financial Services and Markets Act 2000 (Financial Promotion) Order 2001 which was created under the Act and the fact that this may affect solicitors' regular corporate activity. Some firms opted into Financial Services Authority (FSA) regulation to avoid sanction for breaching the order. It can now be seen from enforcement cases coming through that the FSA is tough but not totally unreasonable. The Law Society sees this order as an area in need of some reform but is mainly satisfied at the moment at how the new Act as a whole has worked. The organisation, Solicitors for Independent Financial Advice argues that there has been some problems for firms offering discrete financial advice. Here the new regulation has led to pressure on firms to consolidate because of the associated bureaucratic costs which are up to five times as much as under the Law Society in the old system.
590 ## - LOCAL NOTE (RLIN)
Local note ABS
650 ## - SUBJECT ADDED ENTRY--TOPICAL TERM
Topical term or geographic name entry element FINANCIAL SERVICES AND MARKETS ACT 2000
650 ## - SUBJECT ADDED ENTRY--TOPICAL TERM
Topical term or geographic name entry element FINANCIAL SERVICES AND MARKETS ACT 2000 (FINANCIAL PROMOTION) ORDER 2001
650 ## - SUBJECT ADDED ENTRY--TOPICAL TERM
Topical term or geographic name entry element CORPORATE AGENDA
690 ## - LOCAL SUBJECT ADDED ENTRY--TOPICAL TERM (OCLC, RLIN)
Topical term or geographic name as entry element MANAGEMENT-BUSINESS MANAGEMENT-FINANCIAL MANAGEMENT
942 ## - ADDED ENTRY ELEMENTS (KOHA)
Suppress in OPAC 0
Holdings
Withdrawn status Lost status Source of classification or shelving scheme Damaged status Not for loan Home library Current library Shelving location Date acquired Total Checkouts Full call number Barcode Date last seen Copy number Price effective from Koha item type
    Dewey Decimal Classification     London London Journal article 07/01/2004   X124737 124737-1001 06/08/2019 1 06/08/2019 Journal article