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Pitching through the paperwork without panic

Language: English Series: Money Week ; (30) 22 October 1987, 22(1)Publication details: 1987Subject(s): Summary: Every member of a brokerage who will be giving investment advice to the public must register with a Self-Regulatory Organisation (SRO). This article includes a checklist of information which should be included on a FIMBRA application form. FIMBRA and TSA are the two most likely options for surveyors who carry out investment business.
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Item type Current library Call number Copy number Status Barcode
Journal article London Journal article ABS38316 (Browse shelf(Opens below)) 1 Available 9921-1001

Every member of a brokerage who will be giving investment advice to the public must register with a Self-Regulatory Organisation (SRO). This article includes a checklist of information which should be included on a FIMBRA application form. FIMBRA and TSA are the two most likely options for surveyors who carry out investment business.