| 000 | 00999cam a2200217 4500 | ||
|---|---|---|---|
| 001 | WB3730-03 | ||
| 008 | 010801n2001 000 0 eng u | ||
| 035 | _a(Sirsi) u113890 | ||
| 245 | _aFSA review of soft commission practices | ||
| 260 | _c2001 | ||
| 490 |
_aFSA Press Release _v(FSA/PN/099/2001, 27 July 2001, (2) |
||
| 520 | _aThe Financial Services Authority plans to make an early start to its review of regulatory requirements bearing on soft commission practices of authorised financial services firms as discussed and agreed with HM Treasury. The FSA is already working on best execution of securities markets and intends to publish a consultation paper in 2002 with firm proposals for this area. Website: http://www.fsa.gov.uk | ||
| 590 | _aWB | ||
| 650 | _aCOMMISSION PRACTICES | ||
| 650 | _aSOFT COMMISSION PRACTICES | ||
| 650 | _aBUSINESS ETHICS | ||
| 650 | _aSECURITIES MARKETS | ||
| 650 | _aPROFESSIONAL CONDUCT | ||
| 690 | _aMANAGEMENT-BUSINESS MANAGEMENT | ||
| 942 | _n0 | ||
| 999 |
_c67860 _d67860 |
||