Investors should beware of unauthorised firms
Language: English Series: Times ; 14/5/88 p31Publication details: 1988Subject(s): Summary: Discusses the uncertainties surrounding the position of investment firms which have only interim authorisation under the Financial Services Act 1986 , and those which have been refused authorisation. The SIB is proposing that firms which have been rejected initially for authorisation and appeal will not have their uncertain status noted in the public register of investment firms.| Item type | Current library | Call number | Copy number | Status | Barcode | |
|---|---|---|---|---|---|---|
| News article | London News article | WB2420-44 (Browse shelf(Opens below)) | 1 | Available | 18396-1001 |
Discusses the uncertainties surrounding the position of investment firms which have only interim authorisation under the Financial Services Act 1986 , and those which have been refused authorisation. The SIB is proposing that firms which have been rejected initially for authorisation and appeal will not have their uncertain status noted in the public register of investment firms.