FSA review of soft commission practices (Record no. 67860)

MARC details
000 -LEADER
fixed length control field 00999cam a2200217 4500
001 - CONTROL NUMBER
control field WB3730-03
008 - FIXED-LENGTH DATA ELEMENTS--GENERAL INFORMATION
fixed length control field 010801n2001 000 0 eng u
035 ## - SYSTEM CONTROL NUMBER
System control number (Sirsi) u113890
245 ## - TITLE STATEMENT
Title FSA review of soft commission practices
260 ## - PUBLICATION, DISTRIBUTION, ETC.
Date of publication, distribution, etc. 2001
490 ## - SERIES STATEMENT
Series statement FSA Press Release
Volume/sequential designation (FSA/PN/099/2001, 27 July 2001, (2)
520 ## - SUMMARY, ETC.
Summary, etc. The Financial Services Authority plans to make an early start to its review of regulatory requirements bearing on soft commission practices of authorised financial services firms as discussed and agreed with HM Treasury. The FSA is already working on best execution of securities markets and intends to publish a consultation paper in 2002 with firm proposals for this area. Website: http://www.fsa.gov.uk
590 ## - LOCAL NOTE (RLIN)
Local note WB
650 ## - SUBJECT ADDED ENTRY--TOPICAL TERM
Topical term or geographic name entry element COMMISSION PRACTICES
650 ## - SUBJECT ADDED ENTRY--TOPICAL TERM
Topical term or geographic name entry element SOFT COMMISSION PRACTICES
650 ## - SUBJECT ADDED ENTRY--TOPICAL TERM
Topical term or geographic name entry element BUSINESS ETHICS
650 ## - SUBJECT ADDED ENTRY--TOPICAL TERM
Topical term or geographic name entry element SECURITIES MARKETS
650 ## - SUBJECT ADDED ENTRY--TOPICAL TERM
Topical term or geographic name entry element PROFESSIONAL CONDUCT
690 ## - LOCAL SUBJECT ADDED ENTRY--TOPICAL TERM (OCLC, RLIN)
Topical term or geographic name as entry element MANAGEMENT-BUSINESS MANAGEMENT
942 ## - ADDED ENTRY ELEMENTS (KOHA)
Suppress in OPAC 0
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    Dewey Decimal Classification     London London News article 01/08/2001   WB3730-03 113890-1001 06/08/2019 1 06/08/2019 News article